Compliance Services

Compliance Services for peace of mind in your business

We know what clients need when it comes to compliance services. People often think of a team who block and slow down transactions. The reality is, the compliance team are looking at multiple aspects of the business and have an overview of the strategic and operational risks of the business.

Have you ever considered specialist compliance services support?

Our team of specialist cover compliance services requirements in financial services and banking, company secretarial, regulatory, governance and IT compliance. If you are looking for guidance on internal controls, policies, procedures or very specific compliance requirements we have someone who can assist you.

Compliance is a subset of risk management and ultimately corporate governance

At Governance Gurus we understand the importance of the three lines of defence. It’s the model used for most organisations over the last 20 years to giving the board and senior management the information to make informed decisions. Ultimately the three lines of are part of the corporate governance framework of a business. Compliance services form part of the three lines of defence.

The importance of independent and sound corporate governance advisory services can’t be under estimated. Do you have support for your compliance services?

Compliance Services and corporate governance support for your regulatory needs

Governance, risk management and compliance (GRC)

Our team of specialist corporate training professionals provide clients with in-house and accredited GRC training.

Consider the impact of an IT change management project, this has compliance aspects to consider. Furthermore, your minor IT project could breach some major licensing regulations and land the business in a trouble with regulators. Also, non-compliance with licencing obligations with your vendor could result in the termination of the contract. Moreover, such a non-compliance regarding licencing might also result in a large fine.

Compliance for data and information

Maybe you are planning to transmit or store client data outside of your mandated jurisdiction or need to have a robust business continuity plan in place for your business, this is the time to contact the experts for guidance. The compliance team (whether in-house or outsourced) are the balance to the commercial drive of the organisation to deliver on financial targets, revenues and profits.

Compliance should be seen as part of the overall governance structure and not just a necessary evil

Compliance can take many forms, maybe it is your Chief Technology Officer who is looking after licensing, data security and other IT related compliance. Additionally your compliance team may be embedded as part of your sales team. Often times it could be that they are labelled as Corporate Affairs or even part of your contracts and procurement teams to minimise the risk of fraud and kickbacks.

The compliance areas we cover:

Statutory and company secretarial compliance

Named Compliance Officer services

Regulatory compliance services

IT and licencing compliance services

Outsourced Chief Technology Officer services

Outsourced named Company Secretary compliance and services

Design of compliance policies, procedures and checklists

Compliance testing and quality reviews

Ad hoc compliance projects

Signup for our compliance services and corporate governance newsletters

Sign up for our regular newsletter on corporate governance, leadership and business transformation by adding your details below.

You Are Signing Up To Our Preferred Training Partner’s Newsletter.